Insider Trading Compliance Solution For Listed Entities
In the dynamic world of regulatory compliance, staying ahead is non-negotiable. Introducing InsiderLens LCo – your seamless solution for full compliance with SEBI’s Prohibition of Insider Trading (PIT) Regulations (2015), providing insulation from legal actions to further mitigate your risk. Beginning August 2022, quarterly certification by your Compliance Officer or Secretarial Auditor is necessary to confirm the installation of the Structured Digital Database (SDD) and the timely filling of data for the preceding quarter. InsiderLens LCo streamlines this process, making it effortless for you to maintain full PIT compliance.
Key Highlights
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Issues multiple alerts for critical activities (E.g. UPSI, Trading Window Closure (TWC), Disclosure, Trading Threshold, etc…)
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Facilitates pre-clearance requests and trade intimations
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Creates important Deviation Reports
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Non-Tamperable Action Logs and Audit Trails with Time Stamp
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Non-Tamperable Action Logs and Audit Trails with Time Stamp
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Ensures annual and periodic disclosures
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Validates data as you enter it
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Bulk Upload facility simplifies master data creation
InsiderLens® LCo
Comes With
SEBI-Compliant SDDEnsure PIT compliance with InsiderLens LCo’s Structured Digital Database (SDD), aligning with SEBI’s guidelines.
Enhanced ControlEmpower your team with higher control levels for the Compliance Officer and Senior Management, effectively establishing permitted trading processes.
Certified ComplianceStay ahead of regulatory changes with our certified solution, compliant with SEBI PIT regulations and continuously updated.
Robust Security ControlsImplement stringent data encryption at rest and in transit. This includes fully encrypting all UPSI data, offering role-based data access, automatically ending idle sessions, and providing multiple privacy assurance options.
Timely NotificationReceive real-time notifications of any mismatches in trading activities, enabling swift action to limit/prevent contra-trade and other regulatory violations.
Comprehensive Tracking of Trading and UPSITrack every trading activity from Unpublished Price Sensitive Information (UPSI) inception to public disclosure, preventing violations.
Our clients
Trusted by 250+ entities