The sixth part from the Six Part Series on
Implementation of PIT Regulations – Systems & Processes
PIT Regulations, 2015 – Assessment of Effectiveness of System by
Secretarial Auditor/Audit Committee
Sunday, February 21, 2021
10.30 am
Regulation 9A requires Audit Committee to satisfy itself about existence
of effective system to comply with PIT Regulations.
MR3 also expects Secretarial Auditor to comment about system for
compliance with PIT Regulations.
How do both these entities get comfort regarding compliance w.r.t.
1. UPSI Identification
2. UPSI communication, tracking & disclosure
3. Designated Persons (DPs) data
4. DP + Immediate Relatives’ Trades
5. Codes, Policies and Processes
MR MAKARAND M JOSHI,
MANAGING PARTNER,
MAKARAND M JOSHI & CO, COMPANY SECRETARIES
Mr D B (Sunil) Modak,
DIRECTOR, AXAR DIGITAL SERVICES PVT LTD
Knowledge Partner
