1. Understanding UPSI and SEBI PIT Regulations

Who is an insider?

What is UPSI?

What are the common examples of UPSI?

When Should UPSI be Captured in the SDD?

On what basis are employees identified as Designated Persons?

Can a Designated Person trade in securities while in possession of UPSI?

Why is SDD important?

Can I Outsource SDD maintenance activity?

  1. About InsiderLens LCo

Why InsiderLens LCo?

Who can use this application?

How many users can access the application at a time?

Is InsiderLens LCo certified by auditors?

  1. Installation & System Requirements

How do I install the application?

What are the system requirements?

Can the system be accessed from mobile devices?

  1. Training & Support

Where can I obtain the training to use this application?

How can I reach technical support?

  1. Login & Account Access

How can I access the application if I forget my password?

  1. User Management

How do I create new user accounts in the system?

How do I assign roles to users?

How do I modify user permissions?

Can I update the user details?

How do I deactivate or delete a user account?

Can I create a group for my team?

How can I include connected persons in the system?

  1. Compliance & Operations

How do I know if my trading window is closed or open?

How can I make Holding Disclosures in the system?

Who can view entries of UPSI shared by me?

How can I check the status of my submitted pre-clearance request?

Can I edit the request after submitting it?

How can I withdraw or cancel a submitted request?

How can I fill and prepare the required Forms?

  1. Emails & Notifications

Can I send emails from the application?

Can I receive system alerts/notifications?

Can I edit or add new email templates in the application?

  1. Trade Management

How do I record my trades in the system?

Can I record trades of my connected persons?

  1. . Reports / Compliance Certificate

How do I generate reports in the system?

What types of reports are generated in the system?

Is Regulatory violation captured in the system?

Can I export reports to Excel or PDF?

How do I generate reports for a specific date range?

Are reports generated automatically on the scheduled day?

Is Compliance Certificate generated by the system?

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